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Vince Tassone

Principal Executive Officer and Chief Compliance Officer

Bio

Vince Tassone is a wealth management professional with eight years of experience in the financial services industry.

As the Principal Executive Officer and Chief Compliance Officer of Regional Investment Advisors, LLC, Vince is responsible for the firm’s strategic development and implementation of the firm’s compliance policies.

Before creating Regional Investment Advisors, LLC, he spent seven years at a global asset management firm where he was responsible for business development in the Philadelphia and southern New Jersey markets. In this role, he helped financial professionals build investment portfolios using actively managed and rules-based Exchange-Traded Funds, Unit Investment Trusts, Mutual Funds, Separately Managed Accounts, Alternatives, and Structured Investments. At the onset of his career, he also held positions at other global wealth management firms.

Vince is an MBA candidate at Villanova University, where he specializes in Strategic Management and Finance, and holds a Bachelor of Science in Finance from Rutgers, The State University of New Jersey, where he graduated Summa Cum Laude.

In his spare time, Vince enjoys spending time with his family, exercise, travel, dining, and reading about world history. An avid traveler, he has been to twenty-two cities in eight countries, including Italy, France, Turkey, Greece, and Israel. He currently resides in Old City, Philadelphia, with his wife, Valentina.

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Eric Allen

Director of Financial Planning and Operations

Bio

Eric Allen is a Certified Financial Planner (CFP®) with over ten years of experience in the financial services industry. As Director of Financial Planning and Operations at Regional Investment Advisors, Eric assists customers in creating a road map to help them achieve their financial goals.

Prior to joining Regional Investment Advisors in August 2023, Eric worked as a Paraplanner for a New Jersey wealth management firm, where he collaborated with a team of financial advisors to produce comprehensive financial plans and undertake comprehensive investment research. Additionally, at the onset of his career, he worked as a financial analyst in the healthcare industry. Eric holds a Bachelor of Science in Finance from Drexel University’s LeBow College of Business.

In his professional life, Eric is especially passionate about identifying strategies that maximize the impact of philanthropy based on the unique needs of the client. Eric resides in New Jersey and enjoys spending time with family and on the golf course.

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